Compliance Analyst

Financial Institutions Relations & Compliance Analyst, Investments Division Responsible for the day-to-day handling of the investment division's relationships with banks, brokers, custodians and other financial institutions in Israel and abroad, alongside end-to-end handling of the KYC/AML and compliance requirements arising from investment activity. The role combines work with external counterparties and the ability to drive internal stakeholders end-to-end, consolidate information and documentation from multiple sources, investment tracks open requirements, and provide professional and accurate responses in both Hebrew and English. Relationships with banks and financial institutions ● Support competitive processes (quotations and RFPs) with banks and brokers across multiple cycles ● Manage the ongoing relationship with banks, brokers, custodians and financial institutions in Israel and abroad ● Support bank account opening processes and new and continuing engagements ● Consolidate and handle forms, account details, SSI and information required for activity with financial institutions ● Work alongside the business units in the investments division and with legal, compliance, operations and other internal functions ● Obtain current deposit quotations from banks ● Provide professional support to the trading rooms teams in managing operational interfaces with banks KYC / AML and compliance ● Ongoing responsibility for handling KYC/AML requests and compliance questionnaires received from financial institutions ● Complete questionnaires, consolidate responses, and handle follow-up questions through to closure ● Compile corporate documentation
- holding structure, UBO, controlling shareholders, directors, officers and authorised signatories ● Handle documentation and proof of agency requirements, certified copies, signatures and legal approvals ● Consolidate the financial and operational data required, including AUM/NAV and information on investment entities, funds, partnerships and accounts ● Ongoing management of document validity, signatures and approvals, and drive the relevant parties to completion ● Engage legal, compliance or professional functions ● Conduct negotiation and engagement processes with financial institutions in Israel and abroad ● Monitor regulatory AML requirements applicable to the investments division ● Coordinate the handling of divisional operational failure events CV to danielah@migdal.co.il